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Fund Notifications

Fund Notifications

12/31/2019

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Direxion
Guggenheim
Guggenheim
Nationwide
ProFunds
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Fund Notifications

12/18/2019

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Invesco
Blackrock
Guggenheim - Holiday Closing
Guggenheim - Reorg
Principal Name Change
Principal Reorg
Global Rates
Transamerica
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Fund Notifications

12/10/2019

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Manning Napier

AQR

Wells Fargo Funds
Salient
Blackrock
Eaton Vance
Nationwide
Nationwide
PGIM Jennison
Pax Balanced
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Guggenheim

11/27/2019

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Guggenheim

Direxion
MFS Funds
Blackrock
Profunds
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Fund Notifications

11/20/2019

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​American Century
​
Eaton Vance
​
Voya Share Class Conversion
AQR Announcements
​Eaton Vance Multisector Fund
Transamerica Capital Inc.
Guggenheim
Manning Napier
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Fund Notifications

11/13/2019

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​
​11.13.19__updated_-_leader_floating_rate_fund_sticker_-_name_change_11-19-19.msg
​11.16.19__guggenheim_investments_changes_to_the_mid_cap_value_funds_-_reminder.msg
​amg_managers_essex_and_amundi_liquidation_11_08_19.pdf
​blast_fax_-__aberdeen_global_unconstrained_fixed_income_fund_name_change.pdf
​blast_fax_-_profunds_funds_forward-reverse_split_2019.pdf
​gs_asia_equity_fund_-_name_change_notice.pdf
​gs_asia_equity_fund_-_name_change_sticker.pdf
​ic_11_13_19_pnc_conversion_operational_and_trading_guidelines.pdf
​ifesc-fly-9-e_ta.pdf
​
​lifepath_2020_mergers.pdf
​ldealer_mailing_correspondencetortoiseacquistion_of_advisory_researchoperational_reorganization_memo_-_updated_advisory_research_-_tortoise__11.11.19_.pdf
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Veteran's Day

11/6/2019

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​veterans_day_2019_internal.pdf
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Fund Notifications

11/6/2019

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​ic_08_29_19_pnc_funds_acquisition_notice.pdf
​summcvi-sup.pdf
​summcv-sup.pdf
​midcapmerger-faq.pdf
​cohen_and_steers.pdf
​hartford_funds.pdf
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Fund Notifications

10/16/2019

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Equinox Funds - Reorganization
JP Morgan - Fund LIquidation
Manning & Napier - Important update
Franklin Templeton - Fund Merger
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Fund Notifications

10/9/2019

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Fidelity - Holiday Trading
Eaton Vance - Name Change
Franklin Templeton - Fund Closure
Community Capital - Holiday Trading
Eaton Vance - Mutual Fund Closure Notice
Guggenheim - Holiday Trading
Direxion - Holiday Trading
Eaton Vance - Merger
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