PROCESS AWARENESS: Requests for Establishing or Changing a Systematic Contribution or Distribution4/11/2024
Axos Advisor Services is required to provide account owners with information about our financial condition per SEC Rule 15c3-1. This information will also be included as an insert with their next statement.
Axos Clearing Statement of Financial Condition Insert You may obtain a copy of our most recent unaudited Statement of Financial Condition (dated December 31, 2023) at no cost by accessing our website at https://www.axosclearing.com/disclosures. We have an upcoming enhancement to Liberty that will allow for one-time ACH contributions to be processed automatically with an Advisor Authorization on file for the account. This means that professional users who have authorization on the account do not need to submit an additional form. Please note that this does not include employer-sponsored accounts or rollover contributions, as those require additional signatures/client instructions.
More information will be available soon. If you have any questions, please contact your Client Service Advocate. We have updated our Axos Advisor Services account type reference chart to clearly and accurately demonstrate the various account types that we offer so we can provide enhanced support and growth for your business.
Enhancements
View our Account Type Reference Chart On Thursday, March 21, we will be making changes to our password expiration sequence in Liberty from 105 days to 90 days. On or after that date, some users may be prompted to update their passwords at their next login, depending on where they were in the existing password sequence. With this update, password resets will be required after 90 days.
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Please contact your Client Service Advocate if you have any questions or concerns about these posts.
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