RIA CONNECTION
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Updated Fund Notifications

2/20/2018

 
The updated Fund Notification List is now available under Fund Notifications located at the top of the main page of the RIAconnection.
 
Please contact your relationship manager with any questions.


What you need to know about TCA’s Annual Notification to Account Owners who have Third-Party Authorization for distributions

2/15/2018

 
What you need to know about TCA’s Annual Notification to Account Owners who have Third-Party Authorization for distributions


Additional Features Now Available in Liberty

2/14/2018

 

Additional Features Now Available in Liberty

Click here to view :  Liberty Office and Client Management User Guide
                                  Liberty Trading User Guide


Clients can now import their 1099 tax data into H&R Block software

2/14/2018

 
Clients can now import their 1099 tax data into H&R Block software

Click here: H&R Block Integration User Guide


Market and/or Early Market Closures – Presidents’ Day Holiday

2/14/2018

 
Market and/or Early Market Closures – Presidents’ Day Holiday

Liberty System Maintenance Notice

2/14/2018

 
Please note the following System Maintenance down times for Liberty:
February 15, 2018 at 6:00 pm MT until February 16, 2018 at 4:00 am MT.

Please contact your relationship manager with any questions.




2017 Tax Form Mailing Reminder Notice

2/7/2018

 
All non-retirement account tax forms will be mailed by and available online on February 15, 2018.
Non-retirement tax forms being mailed include Forms 1099-B, 1099-DIV, 1099-INT, 1099-MISC and 1099-OID, their associated detailed reports, a fee statement (if applicable) and a reference sheet titled 1099 Reporting Information for 2017.
The 1099 Reporting Information for 2017 insert is attached for your review.
If you have questions regarding this notice, please contact your relationship manager.

Click here for - 1099 Reporting Information for 2017 insert






    Please contact your Relationship Manager if you any questions or concerns about these posts.

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